Trade Reporting Notice - 8/14/08
Trade Reporting Frequently Asked Questions
Published Date:
FINRA is issuing this Notice to announce publication on its Web site of Trade Reporting Frequently Asked Questions (FAQ), which provide guidance for firms on reporting over-the-counter (OTC) transactions in equity securities to a FINRA Facility (i.e., a Trade Reporting Facility (TRF), the Alternative Display Facility (ADF) or the OTC Reporting Facility (ORF)). The Trade Reporting FAQ can be found at www.finra.org/tradereportingfaq.
Questions regarding this Notice may be directed to:
- Dave Chapman,Market Regulation, at (240) 386-4995;
- Mark Dorsey,Market Regulation, at (240) 386-6163;
- the Office of General Counsel, at (202) 728-8071; or
- FINRA Operations, at (866) 776-0800.